Royal Bank of Canada’s annual reports to shareholders from 2000 top financial publications present, including special section highlights from our latest annual report. Gender Diversity Among Fortune 500 companies in the U. Royal Bank of Canada’s Notice of Annual Meeting of Shareholders and Management Proxy Circular. Public Accountability Statements from 2002 to present.
1943 to its final issue in February, 2008. The Ombudsman helps clients resolve financial services disputes with RBC in an impartial and voluntary private forum. This annual report provides an overview of number of client complaints, a summary of key client issues, and information on how to access the services of the Ombudsman. This summarized account provides an overview of the progress made on our two year action plan. This 2012 edition provides a summary of our activities and actions as we continue on a journey of building new relationships and pathways to prosperity for Canada’s Aboriginal peoples. Special Reports provide an inside look at issues in the financial services industry. RBC Royal Bank’s Definitive Guide series offers practical advice to help small business owners be more successful.
Topics range from Marketing for Small Business, to Business Tune-Ups to Streamlining Your Business. May 2017, I’ve seen first-hand the commitment and dedication of the agency’s 4,600 employees to carry out our important three-part mission—to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. Through their efforts, the SEC serves the American public and seeks to sustain our nation’s continuing prosperity and importance in an ever-changing, interconnected global economy. The Agency Financial Report describes the SEC’s results over the past fiscal year.
It presents the agency’s financial statements, and provides the opinion of our independent auditor, the Government Accountability Office, with respect to the financial statements and the effectiveness of our internal control systems. I am pleased to report that, while global competition and the fast-moving pace of technology present new challenges to effective oversight and enforcement, the SEC is facing those challenges head on. We are committed to leveraging our precious resources efficiently and effectively. In doing so, we will endeavor to increase opportunities for Main Street investors and entrepreneurs in their pursuit of financial security and their share of the American dream. Mission and Vision Mission: The mission of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Evaluation, development, and maintenance of appropriate rules and regulations. Choosing a financial professional is an important decision. This updated Investor Bulletin provides a few key tips to help you make a well-informed choice. A number of questions you should consider asking before you hire a financial professional are listed at the end of this Bulletin. Make sure the financial professional is licensed.
Always check the background of any financial professional on Investor. Unlicensed, unregistered persons commit much of the investment fraud in the United States. Find out if the products and services available are right for you. Financial professionals offer a range of financial and investment services such as advice on choosing securities and purchasing and selling securities. Just as a grocery store offers more products than a convenience store, some financial professionals offer a wide range of products or services, while others offer a more limited selection. Think about what you might need, and ask about what would be available to you.
Access to a broad range of securities, such as stocks, options and bonds, or will you mostly want a few types such as mutual funds, exchange-traded funds, or insurance products? A one-time review or financial plan? To do your own research, but use the financial professional to make your trades or to provide a second opinion occasionally? A recommendation each time you think about changing or making an investment?